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Some of the main problems of lexicology
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The most burning issues of lexicography are connected with the selection of head-words, the arrangement and contents of the vocabulary entry, the principles of sense definitions and the semantic and functional classification of words.
In the first place it is the problem of how far a general descriptive dictionary, whether unilingual or bilingual, should admit the historical element. In fact, the term “current usage” is disconcertingly elastic, it may, for instance, be stretched to include all words and senses used by W. Shakespeare, as he is commonly read, or include only those of the fossilised words that are kept in some set expressions or familiar quotations, e. g. shuffled off this mortal coil ("Hamlet"), where coil means ‘turmoil’ (of life). For the purpose of a dictionary, which must not be too bulky, selection between
1 “Roget’s Thesaurus of English Words and Phrases” was first published in 1852. About 90 succeeding revised editions have appeared since.
2 An American version of Thesaurus is rearranged alphabetically, with the ideographic classification shown by means of cross-references. See: The New Roget’s Thesaurus in Dictionary Form/Ed. by Norman Lewis. 1961.
scientific and technical terms is also a very important task. It is a debatable point whether a unilingual explanatory dictionary should strive to cover all the words of the language, including neologisms, nonce-words, slang, etc. and note with impartial accuracy all the words actually used by English people; or whether, as the great English lexicographer of the 18th century Samuel Johnson used to think, it should be preceptive, and (viewed from the other side) prohibitive. Dictionary-makers should attempt to improve and stabilise the English vocabulary according to the best classical samples and advise the readers on preferable usage. A distinctly modern criterion in selection of entries is the frequency of the words to be included. This is especially important for certain lines of practical work in preparing graded elementary textbooks.
When the problem of selection is settled, there is the question as to which of the selected units have the right to a separate entry and which are to be included under one common head-word. These are, in other words, the questions of separateness and sameness of words. The first deals with syntagmatic boundaries of word-units and has to solve such questions as whether each other is a group of two separate words to be treated separately under the head-words each and other, or whether each other is a unit deserving a special entry (compare also: one another). Need such combinations as boiling point, carbon paper, department store, phone box be sub-entered under their constituents? If so, under which of them? Or, perhaps, it will be more convenient for those who use the dictionary if these were placed as separate main entries consisting of a nominal compound or a phrase.
As to the sameness, this deals with paradigmatic boundaries. How many entries are justified for hound'? COD has two — one for the noun, and the other for the verb: ‘to chase (as) with hounds’; the verb and the noun are thus treated as homonyms. “Chambers’s Twentieth Century Dictionary” combines them under one head-word, i.e. it takes them as variants of the same word (hence the term “sameness"). The problem is even more complicated with variants belonging to the same part of speech.
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This problem is best illustrated by the pun that has already been discussed elsewhere in this book: Mind you, I don’t mind minding the children if the children mind me (Understand, I don’t object to taking care of the children if the children obey me).
Here the dictionary-maker is confronted with the problem of sameness. Should mind be considered one word with several semantic variants, and take one entry? Or is it more convenient to represent it as several words?
The difference in the number of entries for an equal bulk of vocabulary may also depend on a different approach to the regularly formed derivatives, like those with -er, -ing, -ness, and -ly. These are similar to grammatical endings in their combining possibilities and semantic regularity. The derivation is so regular, and the meaning and class of these derivatives are so easily deduced that they are sometimes sidered not worth an entry.
That is why the definition of the scope of a dictionary is not quite as simple as it might appear at first sight. There exist almost unsurmountable difficulties to a neat statistical evaluation. Some publishers state the number of entries in a subtitle, others even claim for the total coverage with the exception of very special terms. It must be remembered, however, that without a generally accepted standard for settling the problems of sameness and separateness no meaningful evaluation of the scope of any particular dictionary is possible. Besides in the case of a living language the vocabulary is not stable, and the attitude of lexicographers to archaisms and neologisms varies.
The arrangement of the vocabulary entry presents many problems, of which the most important are the differentiation and the sequence of various meanings of a polysemantic word. A historical dictionary (the Oxford Dictionary, for instance) is primarily concerned with the development of the English vocabulary. It arranges various senses chronologically, first comes the etymology, then the earliest meanings marked by the label obs. — obsolete. The etymologies are either comparative or confined to a single language. The development is documented by illustrative quotations, ranging from the oldest to recent appearances of the word in question.
A descriptive dictionary dealing with current usage has to face its own specific problems. It has to apply a structural point of view and give precedence to the most important meanings. But how is the most important meaning determined upon? So far each compiler was guided by his own personal preference. An objective procedure would be to obtain data of statistical counts. But counting the frequency of different meanings of the same word is far more difficult than counting the frequency of its forms. It is therefore not by chance that up to now many counts have been undertaken only for word forms, irrespective of meaning. Also, the interdependence of meanings and their relative importance within the semantic structure of the word do not remain the same. They change almost incessantly, so that the task of establishing their relative frequency would have to be repeated very often. The constant revisions necessary would make the publication of dictionaries very expensive. It may also be argued that an arrangement of meanings according to frequency would sometimes conceal the ties and relationship between various elements of the semantic structure.
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Nevertheless some semantic counts have been achieved and the lexicographers profited by them. Thus, in preparing high-school English dictionaries the staff under chief editor C.L. Barnhart was aided by semantic counts which Dr E.L. Thorndike had made of current standard literature, from children’s books to “The Encyclopaedia Britannica”. The count according to C.L. Barnhart was of enormous importance in compiling their dictionaries, but the lexicographer admits that counts are only one of the criteria necessary for selecting meanings and entries, and that more dictionary evidence is needed, namely typical quotations for each meaning. Dictionary evidence normally exists in the form of quotation slips constituting raw material for word treatment and filed under their appropriate head-words.
In editing new dictionaries the lexicographers cannot depend only on the scholarly editions such as OED. In order to meet the demands of their readers, they have to sample the reading of the public for whom the dictionary is meant. This textual reference has to be scrupulously examined, so as to account for new words and meanings making their way into the language. Here again some quantitative criteria must be established. If a word or meaning occurs in several different sources over a wide range of magazines and books during a considerable period of time, it may be worth including even into a college dictionary.
The preface to “The Concise Oxford Dictionary", for instance, states that its authors find that sense development cannot be presented in every word, because obsolete words are as a rule omitted. Only occasionally do they place at the beginning a rare but still current sense, if it can throw light on the more common senses that follow, or forms the connecting link with the etymology. The etymologies are given throughout, but otherwise the compilers do not seem to keep to any consistent principle and are guided by what they think is the order of logical connection, familiarity or importance. E.L. Thorndike formulates the following principles: “Other things being equal, literal uses come before figurative, general uses before special, common uses before rare, and easily understandable uses before difficult, and to sum up: that arrangement is best for any word which helps the learner most.”
A synchronic dictionary should also show the distribution of every word. It has been traditionally done by labelling words as belonging to a certain part of speech, and by noting some special cases of grammatically or lexically bound meanings. Thus, the word spin is labelled in “The Concise Oxford Dictionary” as v.t. & i., which gives a general idea of its distribution; its various senses are shown in connection with words that may serve as subject or object, e. g.: “2. (of spider, silkworm, etc.) make (web, gossamer, cocoon, or abs.) by extrusion of fine viscous thread... 10. spun glass (spun when heated into filaments that remain pliant when cold); spun gold, silver (gold, silver thread prepared for weaving...).” This technique is gradually being improved upon, and compilers strive to provide more detailed information on these points. “The Advanced Learner’s Dictionary...” by A.S. Hornby, E.V. Gatenby and H. Wakefield supplies information on the syntactical distribution of each verb. In their “Notes on Syntax” the compilers state that one who is learning English as a foreign language is apt to form sentences by analogy, which at times may lead him into error. For instance, the student must be warned against taking the use of the verb tell in the sentence Please tell me the meaning as a model for the word explain, because * Please, explain me the meaning would be ungrammatical. For this purpose they provide a table of 25 verb patterns and supply the numerical indications in each verb entry. This gives the student the necessary guidance. Indications are also supplied as to which nouns and which semantic varieties of nouns may be used in the plural. This helps the student to avoid mistakes like * interesting informations.
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Many dictionaries indicate the different stylistic levels to which the words belong: colloquial, technical, poetical, rhetorical, archaic, familiar, vulgar or slang, and their expressive colouring: emphatic, ironical,
diminutive, facetious. This is important, because a mere definition does not show these data. There is always a difference in style between the dictionary word and its definition. The word digs is a slang word but its definition ‘lodgings’ is not. Giving these data modern dictionary-makers strive to indicate the nature of the context in which the word may occur. The problem is also relevant for bilingual dictionaries and is carefully presented in the “New English-Russian Dictionary” edited by I.R. Galperin.
A third group of lexicographic problems is the problem of definitions in a unilingual dictionary. The explanation of meaning may be achieved by a group of synonyms which together give a fairly general idea; but one synonym is never sufficient for the purpose, because no absolute synonyms exist. Besides, if synonyms are the only type of explanation used, the reader will be placed in a vicious circle of synonymic references, with not a single word actually explained. Definitions serve the purpose much better. These are of two main types. If they are only concerned with words as speech material, the definition is called linguistic. If they are concerned with things for which the words are names, they are termed encyclopaedic. American dictionaries are for the most part traditionally encyclopaedic, which accounts for so much attention paid to graphic illustration. They furnish their readers with far more information about facts and things than their British counterparts, which are more linguistic and more fundamentally occupied with purely lexical data (as contrasted to r e a 1 i a), with the grammatical properties of words, their components, their stylistic features, etc. Opinions differ upon the optimum proportion of linguistic and encyclopaedic material. Very interesting considerations on this subject are due to Alf Sommerfeldt. He thinks that definitions must be based on the fact that the meanings of words render complex notions which may be analysed (cf. componental analysis) into several elements rendered by other words. He emphasises, for instance, that the word pedestrian is more aptly defined as ‘a person who goes or travels on foot’ than as ‘one who goes or travels on foot’. The remark appears valuable, because a definition of this type shows the lexico-grammatical type to which the word belongs and consequently its distribution. It also helps to reveal the system of the vocabulary. Much too often, however, one sees in dictionaries no attention paid to the difference in distribution between the defined and the defining word.
The meaning of the word may be also explained by examples, i.e. contextually. The term and its definition are here fused. For example, diagonal is explained by the following context where only this term can occur: A square has two diagonals, and each of them divides the square into two right-angled isosceles triangles. Very often this type can be changed into a standard form, i.e. A diagonal is one of the two lines..., etc.
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One more problem is the problem of whether all entries should be defined or whether it is possible to have the so-called “run-ons” for derivative words in which the root-form is readily recognised (such as absolutely or resolutely). In fact, whereas resolutely may be conveniently given as a -ly run-on after resolute, there is a meaning problem for absolutely. One must take into consideration that in colloquial speech absolutely means ‘quite so’, ‘yes’ which cannot be deduced from the meaning of the corresponding adjective.
§ 15.3 HISTORICAL DEVELOPMENT OF BRITISH AND AMERICAN LEXICOGRAPHY
Although, as we have seen from the preceding paragraph, there is as yet no coherent doctrine in English lexicography, its richness and variety are everywhere admitted and appreciated. Its history is in its way one of the most remarkable developments in linguistics, and is therefore worthy of special attention. In the following pages a short outline of its various phases is given.
A need for a dictionary or glossary has been felt in the cultural growth of many civilised peoples at a fairly early period. The history of dictionary-making for the English language goes as far back as the Old English period where its first traces are found in the form of glosses of religious books with interlinear translation from Latin. Regular bilingual English-Latin dictionaries were already in existence in the 15th century.
The unilingual dictionary is a comparatively recent type. The first unilingual English dictionary, explaining words by English equivalents, appeared in 1604. It was meant to explain difficult words occurring in books. Its title was “A Table Alphabeticall, containing and teaching the true writing and understanding of hard usuall English words borrowed from the Hebrew, Greeke, Latine or French”. The little volume of 120 pages explaining about 3000 words was compiled by one Robert Cawdrey, a schoolmaster. Other books followed, each longer than the preceding one. The first attempt at a dictionary including all the words of the language, not only the difficult ones, was made by Nathaniel Bailey who in 1721 published the first edition of his “Universal Etymological English Dictionary”. He was the first to include pronunciation and etymology.
Big explanatory dictionaries were created in France and Italy before they appeared for the English language. Learned academies on the continent had been established to preserve the purity of their respective languages. This was also the purpose of Dr Samuel Johnson’s famous Dictionary published in 1755.1 The idea of purity involved a tendency to oppose change, and S. Johnson’s Dictionary was meant to establish the English language in its classical form, to preserve it in all its glory as used by J. Dryden, A. Pope, J. Addison and their contemporaries. In conformity with the social order of his time, S. Johnson attempted to “fix” and regulate English. This was the period of much discussion about the necessity of “purifying” and “fixing” English, and S. Johnson wrote that every change was undesirable, even a change for the best. When his work was accomplished, however, he had to admit he had been wrong and confessed in his preface that “no dictionary of a living tongue can ever be perfect, since while it is hastening to publication, some
1 Johnson, Samuel. A Dictionary of the English Language in Which the Words are Deduced from Their Originals and Illustrated in Their General Significations by Examples from the Best Writers: In 2 vols. London, 1775.
19 И. В. Арнольд 281
words are budding and some falling away”. The most important innovation of S. Johnson’s Dictionary was the introduction of illustrations of the meanings of the words “by examples from the best writers", as had been done before him in the dictionary of the French Academy. Since then such illustrations have become a “sine qua non” in lexicography; S. Johnson, however, only mentioned the authors and never gave any specific references for his quotations. Most probably he reproduced some of his quotations from memory, not always very exactly, which would have been unthinkable in modern lexicology. The definitions he gave were often very ingenious. He was called “a skilful definer”, but sometimes he preferred to give way to sarcasm or humour and did not hesitate to be partial in his definitions. The epithet he gave to lexicographer, for instance, is famous even in our time: a lexicographer was ‘a writer of dictionaries, a harmless drudge...’. The dictionary dealt with separate words only, almost no set expressions were entered. Pronunciation was not marked, because S. Johnson was keenly aware of the wide variety of the English pronunciation and thought it impossible to set up a standard there; he paid attention only to those aspects of vocabulary where he believed he could improve linguistic usage. S. Johnson’s influence was tremendous. He remained the unquestionable authority on style and diction for more than 75 years. The result was a lofty bookish style which received the name of “Johnsonian” or “Johnsonese”.
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As to pronunciation, attention was turned to it somewhat later. A pronouncing dictionary that must be mentioned first was published in 1780 by Thomas Sheridan, grandfather of the great dramatist. In 1791 appeared “The Critical Pronouncing Dictionary and Expositor of the English Language” by John Walker, an actor. The vogue of this second dictionary was very great, and in later publications Walker’s pronunciations were inserted into S. Johnson’s text — a further step to a unilingual dictionary in its present-day form.
The Golden Age of English lexicography began in the last quarter of the 19th century when the English Philological Society started work on compiling what is now known as “The Oxford English Dictionary” (OED), but was originally named “New English Dictionary on Historical Principles”. It is still occasionally referred to as NED.
The purpose of this monumental work is to trace the development of English words from their form in Old English, and if they were not found in Old English, to show when they were introduced into the language, and also to show the development of each meaning and its historical relation to other meanings of the same word. For words and meanings which have become obsolete the date of the latest occurrence is given. All this is done by means of dated quotations ranging from the oldest to recent appearances of the words in question. The English of G. Chaucer, of the “Bible” and of W. Shakespeare is given as much attention as that of the most modern authors. The dictionary includes spellings, pronunciations and detailed etymologies. The completion of the work required more than 75 years. The result is a kind of encyclopaedia of language used not only for reference purposes but also as a basis for lexicological research.
The lexicographic concept here is very different from the prescriptive tradition of Dr S. Johnson: the lexicographer is the objective recorder of the language. The purpose of OED, as stated by its editors, has nothing to do with prescription or proscription of any kind.
The conception of this new type of dictionary was born in a discussion at the English Philological Society. It was suggested by Frederick Furnivall, later its second titular editor, to Richard Trench, the author of the first book on lexicology of the English language. Richard Trench read before the society his paper “On Some Deficiencies in our English Dictionaries", and that was how the big enterprise was started. At once the Philological Society set to work to gather the material, volunteers offered to help by collecting quotations. Dictionary-making became a sort of national enterprise. A special committee prepared a list of books to be read and assigned them to the volunteers, sending them also special standard slips for quotations. By 1881 the number of readers was 800, and they sent in many thousands of slips. The tremendous amount of work done by these volunteers testifies to the keen interest the English take in their language.
The first part of the Dictionary appeared in 1884 and the last in 1928. Later it was issued in twelve volumes and in order to accommodate new words a three volume Supplement was issued in 1933. These volumes were revised in the seventies. Nearly all the material of the original Supplement was retained and a large body of the most recent accessions to the English language added.
The principles, structure and scope of “The Oxford English Dictionary", its merits and demerits are discussed in the most comprehensive treaty by L.V. Malakhovsky. Its prestige is enormous. It is considered superior to corresponding major dictionaries for other languages. The Oxford University Press published different abridged versions. “The Shorter Oxford English Dictionary on Historical Principles” formerly appeared in two volumes, now printed on thinner paper it is bound in one volume of 2,538 pages. It differs from the complete edition in that it contains a smaller number of quotations. It keeps to all the main principles of historical presentation and covers not only the current literary and colloquial English but also its previous stages. Words are defined and illustrated with key quotations.
“The Concise Oxford Dictionary of Current English” was first published in 1911, i.e. before the work on the main version was completed. It is not a historical dictionary but one of current usage. A still shorter form is “The Pocket Oxford Dictionary”.
Another big dictionary, also created by joined effort of enthusiasts, is Joseph Wright’s “English Dialect Dictionary”. Before this dictionary could be started upon, a thorough study of English dialects had to be completed. With this aim in view W.W. Skeat, famous for his “Etymological English Dictionary” founded the English Dialect Society as far back as 1873. Dialects are of great importance for the historical study of the language. In the 19th century they were very pronounced though now they are almost disappearing. The Society existed till 1896 and issued 80 publications, mostly monographs.
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Curiously enough, the first American dictionary of the English language was compiled by a man whose name was also Samuel Johnson. Samuel Johnson Jr., a Connecticut schoolmaster, published in 1798 a small book entitled “A School Dictionary”. This book was followed in 1800 by another dictionary by the same author, which showed already some signs of Americanisation. It included, for instance, words like tomahawk and wampum, borrowed into English from the Indian languages. It was Noah Webster, universally considered to be the father of American lexicography, who emphatically broke away from English idiom, and embodied in his book the specifically American usage of his time. His great work, “The American Dictionary of the English Language", appeared in two volumes in 1828 and later sustained numerous revised and enlarged editions. In many respects N. Webster follows the lead of Dr S. Johnson (the British lexicographer). But he has also improved and corrected many of S. Johnson’s etymologies and his definitions are often more exact. N. Webster attempted to simplify the spelling and pronunciation that were current in the USA of the period. He devoted many years to the collection of words and the preparation of more accurate definitions.
N. Webster realised the importance of language for the development of a nation, and devoted his energy to giving the American English the status of an independent language, distinct from British English. At that time the idea was progressive as it helped the unification of separate states into one federation. The tendency became reactionary later on, when some modern linguists like H. Mencken shaped it into the theory of a separate American language, not only different from British English, but surpassing it in efficiency and therefore deserving to dominate and supersede all the languages of the world. Even if we keep within purely linguistic or purely lexical concepts, we shall readily see that the difference is not so great as to warrant American English the rank of a separate language, not a variant of English (see p. 265).
The set of morphemes is the same. Some words have acquired a new meaning on American soil and this meaning has or has not penetrated into British English. Other words kept their earlier meanings that are obsolete and not used in Great Britain. As civilisation progressed different names were given to new inventions on either side of the Atlantic. Words were borrowed from different Indian languages and from Spanish. All these had to be recorded in a dictionary and so accounted for the existence of specific American lexicography. The world of today with its ever-growing efficiency and intensity of communication and personal contacts, with its press, radio and television creates conditions which tend to foster not an isolation of dialects and variants but, on the contrary, their mutual penetration and integration.
Later on, the title “International Dictionary of the English Language” was adopted, and in the latest edition not Americanisms but words not used in America (Britishisms) are marked off.
N. Webster’s dictionary enjoyed great popularity from its first editions. This popularity was due not only to the accuracy and clarity of definitions but also to the richness of additional information of encyclopaedic
character, which had become a tradition in American lexicography. As a dictionary N. Webster’s book aims to treat the entire vocabulary of the language providing definitions, pronunciation and etymology. As an encyclopaedia it gives explanations about things named, including scientific and technical subjects. It does so more concisely than a full-scale encyclopaedia, but it is worthy of note that the definitions are as a rule up-to-date and rigorous scientifically.
Soon after N. Webster’s death two printers and booksellers of Massachusetts, George and Charles Merriam, secured the rights of his dictionary from his family and started the publication of revised single volume editions under the name “Merriam-Webster”. The staff working for the modern editions is a big institution numbering hundreds of specialists in different branches of human activity.
It is important to note that the name “Webster” may be attached for publicity’s sake by anyone to any dictionary. Many publishers concerned with their profits have taken this opportunity to issue dictionaries called “Webster’s”. Some of the books so named are cheaply-made reprints of old editions, others are said to be entirely new works. The practice of advertising by coupling N. Webster’s name to a dictionary which has no connection with him, continues up to the present day.
A complete revision of N. Webster’s dictionary is achieved with a certain degree of regularity. The recent “Webster’s Third New International Dictionary of the English Language” has called forth much comment, both favourable and unfavourable. It has been greatly changed as compared with the previous edition, in word selection as well as in other matters. The emphasis is on the present-day state of the language. The number of illustrative quotations is increased. To accommodate the great number of new words and meanings without increasing the bulk of the volume, the editors excluded much encyclopaedic material.
The other great American dictionaries are the “Century Dictionary", first completed in 1891; “Funk and Wagnalls New Standard Dictionary", first completed in 1895; the “Random House Dictionary of the English Language", completed in 1967; “The Heritage Illustrated Dictionary of the English Language", first published in 1969, and C.L. Barnhart’s et al. “The World Book Dictionary” presenting a synchronic review of the language in the 20th century. The first three continue to appear in variously named subsequent editions including abridged versions. Many small handy popular dictionaries for office, school and home use are prepared to meet the demand in reference books on spelling, pronunciation, meaning and usage.
An adequate idea of the dictionaries cannot be formed from a mere description and it is no substitute for actually using them. To conclude we would like to mention that for a specialist in linguistics and a teacher of foreign languages systematic work with a good dictionary in conjunction with his reading is an absolute necessity.
CONCLUSION
The present book has treated the specific features of the English word as a structure, both on the morphemic and semantic levels, and dealt with the English vocabulary as an adaptive system of contrasting and interrelated elements. The presentation of these is conceived on the basis of the theory of oppositions as initiated by N.S. Trubetzkoy and is described, partly at least, in set-theoretical terms.
The classical book on the theory of oppositions is the posthumous treatise by N.S. Trubetzkoy “Grundzuge der Phonologie”. The full significance and value of this work are now being realised and appreciated both in Soviet linguistics and abroad. Nevertheless, application of the theory of oppositions to linguistic analysis on levels other than that of phonology is far from being complete. One need hardly say that the present volume does not attempt to be definitive in its treatment of oppositions for lexicological description: quite considerable amount of research has already been done in some directions and very little in many others. Many points remain to be elucidated by future patient study and by collecting reliable factual evidence on which more general conclusions may then be built.
The special interest of contemporary science in methods of linguistic research extends over a period of about thirty years. The present status of principles and techniques in lexicology, although still far from satisfactory, shows considerable progress and an intense development.
The main procedures in use have been described in connection with the subject-matter they serve to investigate. They are the componential analysis, the contextological and valency analysis, analysis into immediate constituents, explanatory transformations based on dictionary definitions and different types of semantic oppositions helping to describe the vocabulary system.
Each of these techniques viewed separately has its limitations but taken together they complete one another, so that each successive procedure may prove helpful where the previous one has failed. We have considered these devices time and again in discussing separate aspects of the vocabulary system. All these are formalised methods in the sense that they replace the original words in the linguistic material sampled for analysis by symbols that can be discussed without reference to the particular elements they stand for, and then state precise rules for the combination and transformation of formulas thus obtained.
It must be emphatically stressed that although the synchronic and diachronic treatments are set apart, and the focal point of interest is the present state of the English vocabulary, these two aspects are not divorced, and the constant development of the whole system is always kept in mind. It must be fully realised that the separation of the two aspects is only an abstraction necessary for heuristic purposes. Secondly, structural methods demand a rigorous separation of levels and a study of language as an autonomous system. This dogmatic thesis placed a burden upon research. In present-day Soviet linguistics the interrelation between different levels as well as between language and extralinguistic reality is taken as all-important.
Finally, what is especially important, language is a social phenomenon, the language of any society is an integral part of the culture and social life of this society, words recognised within the vocabulary of the language are that part of the language on which the influence of extra-linguistic factors tells in the first place. Much of the semantic incommensurability that exists between languages can be accounted for in terms of social and cultural differences.
Sociolinguistics which is now making great progress is concerned with linguistic differences and with the actual performances of individuals as members of specific speech communities. It concentrates on the correlation of linguistic features with values and attitudes in social life with the status of speakers and listeners in social network. It deals with coexistence in the same individual or the same group of speakers of several linguistic codes, resorted to according to language-use conventions of society, i.e. a more prestigious formal and conservative code is used for official purposes, the other for spontaneous informal conversation. As sociolinguistics is still in its infancy it was possible to include in the present book only a few glimpses of this new branch.
Recent years in” Soviet linguistics have undoubtedly seen great progress in lexicology coming from various schools with various aims and methods. It is outside the scope of the present book to reflect them all, it is to be hoped, however, that the student will watch current literature and retrieve the necessary information on points that will interest him.
The modern methods of vocabulary study have emerged from practical concerns, especially those of foreign language teaching, dictionary-making, and recently, from the needs of machine translation and information retrieval. Improvements and expansion in foreign language teaching called forth a new co-operation between didactics and linguistics. In this connection it is well to remember that many eminent linguists devoted a great deal of attention to problems of teaching languages: L.V. Shcherba, L. Bloomfield, Ch. Fries, O. Jespersen, E. Nida wrote monographs on these problems.
There has been a considerable growth of activity in the field of mathematical linguistics. Much of this is connected with computer-aided linguistics. We have attempted to show the usefulness of set-theoretical concepts for the study of vocabulary. We must be on our guard, however, against the idea that an attachment of mathematical symbols and
operations to linguistics material will by itself make the statements about it more scientific. The introduction of mathematical apparatus into linguistics is justified only when it is based on a thorough comprehension of linguistic problems involved. Otherwise an indiscriminate introduction of mathematical procedures will be purely ornamental and may even lead to the generation of meaningless results. Even more important and promising, perhaps, is the fact that the penetration of mathematical methods, whether from the theory of sets, adaptive system theory, symbolic logic or mathematical statistics, leads to a more rigorous general approach. We are now hopeful that with the help of cautious and responsible application of some developments in system theory a genuinely scientific lexicology can come into being that will be useful in different branches of applied linguistics.
A fresh departure in the study of language including its vocabulary is the communicative linguistics in which the pragmatic rather than structural approach is used. This new trend relates vocabulary characteristics not only to meanings but to uses and situations and the degree of their formality. Pragmatics concerned with the relations between signs and expressions and their users is steadily gathering momentum penetrating all branches of linguistics. At present, however, this promising trend has hardly begun to take shape.
In more than ten years that have passed since the second edition of this book went to press, the problems of English lexicology have been investigated in a tremendous number of publications. Bringing the bibliography up to date keeping the same degree of comprehensiveness without a great increase in bulk proved impossible. Our debt to numerous works of scholarship had been acknowledged in copious notes and references of the previous editions. Here a basically different approach was chosen: bibliographical footnotes were drastically reduced and the selective list gathered below includes books especially recommended as further reading. An attempt is made to take account of modern lexicological theory as developed in the last decade and also to show the survival of basic studies translated, updated and published many years after their first edition. (See, for instance, works by K. Baldinger, M. Bréal, O. Jespersen.)
RECOMMENDED READING
Агамджанова В. И. Контекстуальная избыточность лексического значения слова. Рига, 1977.
Азнаурова Э. С. Очерки по стилистике слова. Ташкент, 1973.
Акуленко В. В. Вопросы интернационализации словарного состава языка. Харьков, 1972.
Амосова Н. Н. Этимологические основы словарного состава современного английского языка. М., 1956.
Амосова Н. Н. Основы английской фразеологии. Л., 1963.
Амосова Н. Н. Английская контекстология. Л., 1968. (На англ. яз.).
Апресян Ю. Д. Лексическая семантика. Синонимические средства языка. М. 1974.
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DICTIONARIES
Англо-русский синонимический словарь/Под рук. А. И. Розенмана и Ю. Д. Апресяна. М., 1979.
Большой англо-русский словарь: В 2-х т./Под общим рук. И. Р. Гальперина. 2-е изд., испр. М., 1979.
Дополнение к Большому англо-русскому словарю/Под общим рук. И. Р. Гальперина. М., 1981.
Великобритания: Лингвострановедческий словарь/Под ред. Е. Ф. Рогова. М., 1978.
Кунин А. В. Англо-русский фразеологический словарь. В 2-х т. 3-е изд., испр. М., 1967.
Мюллер В. К. Англо-русский словарь.. 17-е изд., перераб. М., 1978.
Oxford Dictionaries
The Oxford English Dictionary (OED). A corrected reissue of the New English Dictionary on Historical Principles (NED): In thirteen vols/Ed. by J. A.H.Murray, H. Bradley, W.A. Craigie, C.T. Onions. 3rd ed., revised, with corrections. Oxford, 1977. (First publ. in 1933.)
A Supplement to the Oxford English Dictionary: In three vols / Ed. by R.W. Burchfield. Oxford, 1980.
The Shorter Oxford English Dictionary on Historical Principles: In two vols / Prepared by W. Little, H.W. Fowler and J. Coulson; revised and ed. by C.T. Onions. 3rd ed. Oxford, 1973. (First publ. in 1933.)
The Concise Oxford Dictionary of Current English/ Ed. by H.W. Fowler and F.G. Fowler. Oxford, 1956.
The Oxford Dictionary of English Etymology/ Ed. by C.T. Onions. Oxford, 1966.
The Oxford Dictionary of English Proverbs/ Compiled by W.G. Smith. 3rd ed. Oxford, 1976.
Barnhart C.L. World Book Dictionary. Chicago, 1975.
Barnhart C.L., Steinmetz, Sol, Barnhart R.K. A Dictionary of New English. 1963-1972. London, 1973.
Barnhart C.L., Steinmetz, Sol, Barnhart R.K. The Second Barnhart Dictionary of New English. 1973-1979. N.Y., 1980.
Chambers’s Twentieth Century Dictionary / Ed. by W. Geddie. Edinburgh — London, 1958. (First publ. in 1901.)
The Heritage Illustrated Dictionary of the English Language/Ed. by W. Morris. N.Y., 1975.
Hornby A.S. The Advanced Learner’s Dictionary of Current English. London, 1974.
Jones, Daniel. Everyman’s English Pronouncing Dictionary. 11th ed. London — New York, 1963. (First publ. in 1917.)
Longman Dictionary of Contemporary English. London, 1978.
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Webster’s New World Dictionary of American Language. N.Y., 1978.
Webster’s Third New International Dictionary of the English Language. Springfield, Mass., 1961.
Webster’s New World Dictionary of the American Language. Pocket size edition/ Ed. by D.B. Guralnik. N.Y., 1977.
SUBJECT INDEX
Abbreviation 142-145
Ablaut combinations 130
Ablaut or vowel gradation 146
Abstracted forms 106, 218, 219
Acronyms 142-145, 218
Adaptive system 10 ff, 21, 143, 216 ff: see System, lexical adaptive
Affixes 77-107
Allomorphs 101, 102
Amelioration 70
American English 265-270
Antonyms 182, 201, 209-215
antonyms, absolute 209 ff
antonyms derivational 209 ff
Aphaeresis, aphesis 138
Apocope 138
Archaic words 205, 220
Assimilation of loan words 255-259
Assimilation of synonyms 205, 255-259
Australian variant 270, 271
Back-formation 127, 150-152
Bahuvrihi 123, 125
Barbarism 256, 258
Basic form 153, 185
Bias words 49
Blends, blending 141, 142
Borrowing, borrowed affixes and words:
see Loan words Bound forms 77, 80
Boundary cases 102, 103, 121
Canadianism 270
Cliché 179-181
Clipping: see Shortening
Cockney 262, 263
Cognate words 79 ff
Colloquial words 145, 245-249
Combinations, phraseological 170, 171 Combining forms 80, 104-106
Combining power 194; see also Valency Complementary distribution 101 ff
Componential analysis 41, 57-59 Compounds 78, 108-152
Compound adjectives 125, 126
Compound derivatives: see Derivational
compounds Compound nouns 123-125
Compound verbs 126, 127
Compounds, asyntactic 111
Compounds, endocentric and exocentric
111, 123 ff
Compounds, syntactic 111
Connotation and connotative meaning 40-50, 97, 177, 230-238, 251
Contextual analysis 56, 57
Contrastive and contrary notions 209 ff
Conversion 18, 153-164
Conversives 73, 209-215
Correlation of oppositions 26, 81, 111 Curtailment 134
Dead suffixes 100
Degradation of meaning: see Pejoration
Demotivation 132
Denotative meaning 40, 47-50
Derivational affixes 77, 87 ff
Derivational compounds 127
Derivatives 10, 76 ff
Determinant and determinatum 108 ff
Diachronic (approach) 10//, 155//, 216
Dialect 262
Dictionaries 272-285
Dictionary, bilingual 272 ff
Dictionary, explanatory 272 ff
Dictionary, machine-translation 275
Diminutive suffixes 97
Disintegration of polysemy: see Split of polysemy
Distinctive feature 25, 26, 53, 146, 185
Distinctive stress 15, 147, 148
Distribution 13, 101
Doublets, etymological 136, 137, 259 260
Echoism, echo words: see Sound imitation
Elevation: see Amelioration
Ellipsis 139 ff
Emotional tone (colouring, connotation, component, force) 43, 44, 233 ff, 437; see also Connotations
Emotive speech 234
Equivalence 23
Equonym 197
Etymology 10, 15, 79
Euphemism 75, 207 Evaluative connotation 48
False etymology 131
Form words 18, 187, 222-223
Formatives, inner 89
Formatives, outer 77-89
Free forms 77ff, 129, 131
Functional affixes 87-90
Functional change: see Conversion
Functional styles 240-250
Fusions or portmanteau words: see
Blends
Fusion phraseological 170 Fuzzy sets 6, 21, 26
Generic terms 39, 63, 196 Generalisation 62-63 Glossary 274
Historism 220
Holophrasis 122ff
Homograph 185
Homonyms and homonymy 154ff, 182-194
Homonymy, patterned 155ff, 183ff, 191 Homophone 154, 184ff
Hybrids 106, 107
Hyperbole 69
Hyperonymy 196, 197
Hyponym 196, 197, 226-229
Ideographic groups 226, 227 Ideolect 209
Idioms: see Set expressions Immediate constituents 83-87, 141
Implicational 41, 50
Indivisibility 28
Informal vocabulary 242
Information retrieval 13
Integrity 30, 114 Intensifier 235
Intensifying connotation 49 International words 260, 261
Irony 69
Learned words 243 Lexical group 26 Lexical variants 207, 208 Lexicalisation 18
Lexico-grammatical class or group 224 Lexico-grammatical meaning: see Meaning, lexico-grammatical
Lexico-grammatical variant 51, 52 Lexicography 191-194, 272ff Linguostylistics 240ff
Litotes 69
Loan words 100, 135, 252-259
Marked member of the opposition 242 Meaning, contextual 54
Meaning, denotative 40, 47
Meaning, figurative 52
Meaning, grammatical 39, 99
Meaning, lexical 16, 37ff, 42-47 Meaning, lexico-grammatical 16, 224 Metaphor 64ff
Metonymy 64ff
Morpheme 19, 77-107
Morphemic analysis 81ff
Motivation 33-36, 83, 95
Native words 204ff, 252ff Neologism 134, 216-220 Neutralisation, semantic 196 Non-semantic grouping 238, 239 Nonce usage 55, 245 Nonce words 18 Notion 42-47
Obsolete words 177, 205
Official vocabulary 243
Onomasiological approach 24
Onomasiology 55
Onomatopoeia 148ff
Onomatopoeic words: see Sound imitation
Onomatopoeic stems 129
Oppositions 23, 25, 184ff, 195,215,225, 241
Opposition, basis of 26
Opposition, binary 215, 242
Opposition, equipollent 242
Opposition, lexical 134, 145, 241 Opposition, polydimensional 26 Opposition, privative 215
Opposition, proportional 98 Opposition,
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