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Non-finite verbs (verbids) 10 глава




Fourth, from our point of view, it would not be quite consistent with the actual lingual data to place the stative strictly out of the category of comparison. As we have shown above, the category of comparison is connected with the functional division of adjectives into evaluative and specificative. Like common adjectives, statives are subject to this flexible division, and so in principle they are included into the expression of the quantitative estimation of the corresponding properties conveyed by them. True, statives do not take the synthetical forms of the degrees of comparison, but they are capable of expressing comparison analytically, in cases where it is to be expressed. Cf.:

Of us all, Jack was the one most aware of the delicate situation in which we found ourselves. I saw that the adjusting lever stood far more askew than was allowed by the directions.

Fifth, quantitative considerations, though being a subsidiary factor of reasoning, tend to support the conjoint part-of-speech interpretation of statives and common adjectives. Indeed, the total number of statives does not exceed several dozen (a couple of dozen basic, "stable" units and, probably,


thrice as many "unstable" words of the nature of coinages for the nonce (Жигадло, Иванова, Иофик, 170]). This number is negligible in comparison with the number of words of the otherwise identified notional parts of speech, each of them counting thousands of units. Why, then, an honour of the part-of-speech status to be granted to a small group of words not differing in their fundamental lexico-grammatical features from one of the established large word-classes?

As for the set-forming prefix a-, it hardly deserves a serious consideration as a formal basis of the part-of-speech identification of statives simply because formal features cannot be taken in isolation from functional features. Moreover, as is known, there are words of property not distinguished by this prefix, which display essential functional characteristics inherent in the stative set. In particular, here belong such adjectives as ill, well, glad, sorry, worth {while), subject (to), due (to), underway, and some others. On the other hand, among the basic statives we find such as can hardly be analysed into a genuine combination of the type "prefix+root", because their morphemic parts have become fused into one indivisible unit in the course of language history, e.g. aware, afraid, aloof.

Thus, the undertaken semantic and functional analysis shows that statives, though forming a unified set of words, do not constitute a separate lexemic class existing in language on exactly the same footing as the noun, the verb, the adjective, the adverb; rather it should be looked upon as a subclass within the general class of adjectives. It is essentially an adjectival subclass, because, due to their peculiar features, statives are not directly opposed to the notional parts of speech taken together, but are quite particularly opposed to the rest of adjectives. It means that the general subcategorisation of the class of adjectives should be effected on the two levels: on the upper level the class will be divided into the subclass of stative adjectives and common adjectives; on the lower level the common adjectives fall into qualitative and relative, which division has been discussed in the foregoing paragraph.

As we see, our final conclusion about the lexico-grammatical nature of statives appears to have returned them into the lexemic domain in which they were placed by traditional grammar and from which they were alienated in the course of subsequent linguistic investigations. A question then arises, whether these investigations, as well as the discussions


accompanying thorn, have served any rational purpose at all.

The answer to this question, though, can only be given in the energetic affirmative. Indeed, all the detailed studies of statives undertaken by quite a few scholars, all the discussions concerning their systemic location and other related matters have produced very useful results, both theoretical and practical.

The traditional view of the stative was not supported by any special analysis, it was formed on the grounds of mere surface analogies and outer correlations. The later study of statives resulted in the exposition of their inner properties, in the discovery of their historical productivity as a subclass, in their systemic description on the lines of competent inter-class and inter-level comparisons. And it is due to the undertaken investigations (which certainly will be continued) that we are now in a position, though having rejected the fundamental separation of the stative from the adjective, to name the subclass of statives as one of the peculiar, idiomatic lexemic features of Modern English.

§ 4. As is widely known, adjectives display the ability to be easily substantivised by conversion, i.e. by zero-derivation. Among the noun-converted adjectives we find both old units, well-established in the system of lexicon, and also new ones, whose adjectival etymology conveys to the lexeme the vivid colouring of a new coinage.

For instance, the words a relative or a white or a dear bear an unquestionable mark of established tradition, while such a noun as a sensitive used in the following sentence features a distinct flavour of purposeful conversion: He was a regional man, a man who wrote about sensitives who live away from the places where things happen (M. Bradbury).

Compare this with the noun a high in the following example: The weather report promises a new high in heat and humidity (Ibid.).

From the purely categorial point of view, however, there is no difference between the adjectives cited in the examples and the ones given in the foregoing enumeration, since both groups equally express constitutive categories of the noun, i.e. the number, the case, the gender, the article determination, and they likewise equally perform normal nounal functions.

On the other hand, among the substantivised adjectives


there is a set characterised by hybrid lexico-grammatical features, as in the following examples:

The new bill concerning the wage-freeze introduced by the Labour Government cannot satisfy either the poor, or the rich (Radio Broadcast). A monster. The word conveyed the ultimate in infamy and debasement inconceivable to one not native to the times (J. Vance). The train, indulging all his English nostalgia for the plushy and the genteel, seemed to him a deceit (M. Bradbury).

The mixed categorial nature of the exemplified words is evident from their incomplete presentation of the part-of speech characteristics of either nouns or adjectives. Like nouns, the words are used in the article form; like nouns, they express the category of number (in a relational way); but their article and number forms are rigid, being no subject to the regular structural change inherent in the normal expression of these categories. Moreover, being categorially unchangeable, the words convey the mixed adjectival-nounal semantics of property.

The adjectival-nounal words in question are very specific. They are distinguished by a high productivity and, like statives, are idiomatically characteristic of Modern English.

On the analogy of verbids these words might be called "adjectivids", since they are rather nounal forms of adjectives than nouns as such.

The adjectivids fall into two main grammatical subgroups, namely, the subgroup pluralia tantum (the English, the rich, the unemployed, the uninitiated, etc.), and the subgroup singularia tantum (the invisible, the abstract, the tangible, etc.). Semantically, the words of the first subgroup express sets of people (personal multitudes), while the words of the second group express abstract ideas of various types and connotations.

§ 5. The category of adjectival comparison expresses the quantitative characteristic of the quality of a nounal referent, i.e. it gives a relative evaluation of the quantity of a quality. The purely relative nature of the categorial semantics of comparison is reflected in its name.

The category is constituted by the opposition of the three forms known under the heading of degrees of comparison; the basic form (positive degree), having no features of


comparison; the comparative degree form, having the feature of restricted superiority (which limits the comparison to two elements only); the superlative degree form, having the feature of unrestricted superiority.

It should be noted that the meaning of unrestricted superiority is in-built in the superlative degree as such, though in practice this form is used in collocations imposing certain restrictions on the effected comparison; thus, the form in question may be used to signify restricted superiority, namely, in cases where a limited number of referents are compared. Cf.: Johnny was the strongest boy in the company.

As is evident from the example, superiority restriction is shown here not by the native meaning of the superlative, but by the particular contextual construction of comparison where the physical strength of one boy is estimated in relation to that of his companions.

Some linguists approach the number of the degrees of comparison as problematic on the grounds that the basic form of the adjective does not express any comparison by itself and therefore should be excluded from the category. This exclusion would reduce the category to two members only, i.e. the comparative and superlative degrees.

However, the oppositional interpretation of grammatical categories underlying our considerations does not admit of such an exclusion; on the contrary, the non-expression of superiority by the basic form is understood in the oppositional presentation of comparison as a pre-requisite for the expression of the category as such. In this expression of the category the basic form is the unmarked member, not distinguished by any comparison suffix or comparison auxiliary, while the superiority forms (i.e. the comparative and superlative) are the marked members, distinguished by the comparison suffixes or comparison auxiliaries.

That the basic form as the positive degree of comparison does express this categorial idea, being included in one and the same categorial series with the superiority degrees, is clearly shown by its actual uses in comparative syntactic constructions of equality, as well as comparative syntactic constructions of negated equality. Cf.: The remark was as bitter as could be. The Rockies are not so high as the Caucasus.

These constructions are directly correlative with comparative constructions of inequality built around the comparative and superlative degree forms. Cf.: That was the bitterest


remark I have ever heard from the man. The Caucasus is higher than the Rockies.

Thus, both formally and semantically, the oppositional basis of the category of comparison displays a binary nature. In terms of the three degrees of comparison, on the upper level of presentation the superiority degrees as the marked member of the opposition are contrasted against the positive degree as its unmarked member. The superiority degrees, in their turn, form the opposition of the lower level of presentation, where the comparative degree features the functionally weak member, and the superlative degree, respectively, the strong member. The whole of the double oppositional unity, considered from the semantic angle, constitutes a gradual ternary opposition.

§6. The synthetical forms of comparison in -er and -(e)st coexist with the analytical forms of comparison effected by the auxiliaries more and most. The analytical forms of comparison perform a double function. On the one hand, they are used with the evaluative adjectives that, due to their phonemic structure (two-syllable words with the stress on the first syllable ending in other grapho-phonemic complexes than -er, -y, -le, -ow or words of more than two-syllable composition) cannot normally take the synthetical forms of comparison. In this respect, the analytical comparison forms are in categorial complementary distribution with the synthetical comparison forms. On the other hand, the analytical forms of comparison, as different from the synthetical forms, are used to express emphasis, thus complementing the synthetical forms in the sphere of this important stylistic connotation. Cf.: The audience became more and more noisy, and soon the speaker's words were drowned in the general hum of voices.

The structure of the analytical degrees of comparison is meaningfully overt; these forms are devoid of the feature of "semantic idiomatism" characteristic of some other categorial analytical forms, such as, for instance, the forms of the verbal perfect. For this reason the analytical degrees of comparison invite some linguists to call in question their claim to a categorial status in English grammar.

In particular, scholars point out the following two factors in support of the view that the combinations of more/most with the basic form of the adjective are not the analytical


expressions of the morphological category of comparison, but free syntactic constructions: first, the more/most-combinations are semantically analogous to combinations of less/least with the adjective which, in the general opinion, are syntactic combinations of notional words; second, the most -combination, unlike the synthetic superlative, can take the indefinite article, expressing not the superlative, but the elative meaning (i.e. a high, not the highest degree of the respective quality).

The reasons advanced, though claiming to be based on an analysis of actual lingual data, can hardly be called convincing as regards their immediate negative purpose.

Let us first consider the use of the most -combination with the indefinite article.

This combination is a common means of expressing elative evaluations of substance properties. The function of the elative most -construction in distinction to the function of the superlative most -construction will be seen from the following examples:

The speaker launched a most significant personal attack on the Prime Minister. The most significant of the arguments in a dispute is not necessarily the most spectacular one.

While the phrase "a most significant (personal) attack" in the first of the two examples gives the idea of rather a high degree of the quality expressed irrespective of any directly introduced or implied comparison with other attacks on the Prime Minister, the phrase "the most significant of the arguments" expresses exactly the superlative degree of the quality in relation to the immediately introduced comparison with all the rest of the arguments in a dispute; the same holds true of the phrase "the most spectacular one". It is this exclusion of the outwardly superlative adjective from a comparison that makes it into a simple elative, with its most -constituent turned from the superlative auxiliary into a kind of a lexical intensifier.

The definite article with the elative most -construction is also possible, if leaving the elative function less distinctly recognisable (in oral speech the elative most is commonly left unstressed, the absence of stress serving as a negative mark of the elative). Cf.: I found myself in the most awkward situation, for I couldn't give a satisfactory answer to any question asked by the visitors.

Now, the synthetical superlative degree, as is known,


can be used in the elative function as well, the distinguishing feature of the latter being its exclusion from a comparison. Cf.:

Unfortunately, our cooperation with Danny proved the worst experience for both of us. No doubt Mr. Snider will show you his collection of minerals with the greatest pleasure.

And this fact gives us a clue for understanding the expressive nature of the elative superlative as such — the nature that provides it with a permanent grammatico-stylistic status in the language. Indeed, the expressive peculiarity of the form consists exactly in the immediate combination of the two features which outwardly contradict each other: the categorial form of the superlative on the one hand, and the absence of a comparison on the other.

That the categorial form of the superlative (i.e. the superlative with its general functional specification) is essential also for the expression of the elative semantics can, however paradoxical it might appear, be very well illustrated by the elative use of the comparative degree. Indeed, the comparative combination featuring the elative comparative degree is constructed in such a way as to place it in the functional position of unrestricted superiority, i.e. in the position specifically characteristic of the superlative. E.g.:

Nothing gives me greater pleasure than to greet you as our guest of honour. There is nothing more refreshing than a good swim.

The parallelism of functions between the two forms of comparison (the comparative degree and the superlative degree) in such and like examples is unquestionable.

As we see, the elative superlative, though it is not the regular superlative in the grammatical sense, is still a kind of a specific, grammatically featured construction. This grammatical specification distinguishes it from common elative constructions which may be generally defined as syntactic combinations of an intensely high estimation. E.g.: an extremely important amendment; a matter of exceeding urgency; quite an unparalleled beauty; etc.

Thus, from a grammatical point of view, the elative superlative, though semantically it is "elevated", is nothing else but a degraded superlative, and its distinct featuring mark with the analytical superlative degree is the indefinite


article: the two forms of the superlative of different functional purposes receive the two different marks (if not quite rigorously separated in actual uses) by the article determination treatment.

It follows from the above that the possibility of the most- combination to be used with the indefinite article cannot in any way be demonstrative of its non-grammatical character, since the functions of the two superlative combinations in question, the elative superlative and the genuine superlative, are different.

Moreover, the use of the indefinite article with the synthetical superlative in the degraded, elative function is not altogether impossible, though somehow such a possibility is bluntly denied by certain grammatical manuals. Cf.: He made a last lame effort to delay the experiment; but Basil was impervious to suggestion (J. Vance).

But there is one more possibility to formally differentiate the direct and elative functions of the synthetical superlative, namely, by using the zero article with the superlative. This latter possibility is noted in some grammar books [Ganshina, Vasilevskaya, 85]. Cf.: Suddenly I was seised with a sensation of deepest regret.

However, the general tendency of expressing the superlative elative meaning is by using the analytical form. Incidentally, in the Russian language the tendency of usage is reverse: it is the synthetical form of the Russian superlative that is preferred in rendering the elative function. Cf.: слушали с живейшим интересом; повторялась скучнейшая история; попал в глупейшее положение и т.д.

§ 7. Let us examine now the combinations of less/least with the basic form of the adjective.

As is well known, the general view of these combinations definitely excludes them from any connection with categorial analytical forms. Strangely enough, this rejectionist view of the "negative degrees of comparison" is even taken to support, not to reject the morphological interpretation of the more / most -combinations.

The corresponding argument in favour of the rejectionist interpretation consists in pointing out the functional parallelism existing between the synthetical degrees of comparison and the more / most -combinations accompanied by their complementary distribution, if not rigorously pronounced (the different choice of the forms by different syllabic-phonetical


forms of adjectives). The less / least -combinations, according to this view, are absolutely incompatible with the synthetical degrees of comparison, since they express not only different, but opposite meanings [Khaimovich, Rogovskaya, 77-78].

Now, it does not require a profound analysis to see that, from the grammatical point of view, the formula "opposite meaning" amounts to ascertaining the categorial equality of the forms compared. Indeed, if two forms express the opposite meanings, then they can only belong to units of the same general order. And we cannot but agree with B. A. Ilyish's thesis that "there seems to be no sufficient reason for treating the two sets of phrases in different ways, saying that 'more difficult' is an analytical form, while 'less difficult' is not" [Ilyish, 60]. True, the cited author takes this fact rather as demonstration that both types of constructions should equally be excluded from the domain of analytical forms, but the problem of the categorial status of the more/most -combinations has been analysed above.

Thus, the less / least -combinations, similar to the morel most -combinations, constitute specific forms of comparison, which may be called forms of "reverse comparison". The two types of forms cannot be syntagmatically combined in one and the same form of the word, which shows the unity of the category of comparison. The whole category includes not three, but five different forms, making up the two series — respectively, direct and reverse. Of these, the reverse series of comparison (the reverse superiority degrees) is of far lesser importance than the direct one, which evidently can be explained by semantic reasons. As a matter of fact, it is more natural to follow the direct model of comparison based on the principle of addition of qualitative quantities than on the reverse model of comparison based on the principle of subtraction of qualitative quantities, since subtraction in general is a far more abstract process of mental activity than addition. And, probably, exactly for the same reason the reverse comparatives and superlatives are rivalled in speech by the corresponding negative syntactic constructions.

§ 8. Having considered the characteristics of the category of comparison, we can see more clearly the relation to this category of some usually non-comparable evaluative adjectives.

Outside the immediate comparative grammatical change


of the adjective stand such evaluative adjectives as contain certain comparative sememic elements in their semantic structures. In particular, as we have mentioned above, here belong adjectives that are themselves grading marks of evaluation. Another group of evaluative non-comparables is formed by adjectives of indefinitely moderated quality, or, tentatively, "moderating qualifiers", such as whitish, tepid, half-ironical, semi-detached, etc. But the most peculiar lexemic group of non-comparables is made up by adjectives expressing the highest degree of a respective quality, which words can tentatively be called "adjectives of extreme quality", or "extreme qualifiers", or simply "extremals".

The inherent superlative semantics of extremals is emphasised by the definite article normally introducing their nounal combinations, exactly similar to the definite article used with regular collocations of the superlative degree. Cf.: The ultimate outcome of the talks was encouraging. The final decision has not yet been made public.

On the other hand, due to the tendency of colloquial speech to contrastive variation, such extreme qualifiers can sometimes be modified by intensifying elements. Thus, "the final decision" becomes "a very final decision"; "the ultimate rejection" turns into "rather an ultimate rejection"; "the crucial role" is made into "quite a crucial role", etc. As a result of this kind of modification, the highest grade evaluative force of these words is not strengthened, but, on the contrary, weakened; the outwardly extreme qualifiers become degraded extreme qualifiers, even in this status similar to the regular categorial superlatives degraded in their elative use.

CHAPTER XIX ADVERB

§ 1. The adverb is usually defined as a word expressing either property of an action, or property of another property, or circumstances in which an action occurs. This definition, though certainly informative and instructive, fails to directly point out the relation between the adverb and the adjective as the primary qualifying part of speech.

In an attempt to overcome this drawback, let us define the adverb as a notional word expressing a non-substantive


property, that is, a property of a non-substantive referent. This formula immediately shows the actual correlation between the adverb and the adjective, since the adjective is a word expressing a substantive property.

Properties may be of a more particular, "organic" order, and a more general and detached, "inorganic" order. Of the organic properties, the adverb denotes those characterising processes and other properties. Of the inorganic properties, the adverb denotes various circumstantial characteristics of processes or whole situations built around processes.

The above definition, approaching the adverb as a word of the secondary qualifying order, presents the entire class of adverbial words as the least self-dependent of all the four notional parts of speech. Indeed, as has been repeatedly pointed out, the truly complete nominative value is inherent only in the noun, which is the name of substances. The verb comes next in its self-dependent nominative force, expressing processes as dynamic relations of substances, i.e. their dynamic relational properties in the broad sense. After that follow qualifying parts of speech —• first the adjective denoting qualifications of substances, and then the adverb denoting qualifications of non-substantive phenomena which find themselves within the range of notional signification.

As we see, the adverb is characterised by its own, specific nominative value, providing for its inalienable status in the system of the parts of speech. Hence, the complaints of some linguists that the adverb is not rigorously defined and in fact presents something like a "dump" for those words which have been rejected by other parts of speech can hardly be taken as fully justified. On the other hand, since the adverb does denote qualifications of the second order, not of the first one like the adjective, it includes a great number of semantically weakened words which are in fact intermediate between notional and functional lexemes by their status and often display features of pronominal nature.

§ 2. In accord with their categorial meaning, adverbs are characterised by a combinability with verbs, adjectives and words of adverbial nature. The functions of adverbs in these combinations consist in expressing different adverbial modifiers. Adverbs can also refer to whole situations; in this function they are considered under the heading of situation-"determinants". Cf.:


The woman was crying hysterically. (an adverbial modifier of manner, in left-hand contact combination with the verb-predicate) Wilson looked at him appraisingly. (an adverbial modifier of manner, in left-hand distant combination with the verb-predicate) Without undressing she sat down to the poems, nervously anxious to like them... (an adverbial modifier of property qualification, in right-hand combination with a post-positional stative attribute-adjective) You've gotten awfully brave, awfully suddenly. (an adverbial modifier of intensity, in right-hand combination with an adverb-aspective determinant of the situation) Then he stamps his boots again and advances into the room. (two adverbial determinants of the situation: the first — of time, in right-hand combination with the modified predicative construction; the second — of recurrence, in left-hand combination with the modified predicative construction)

Adverbs can also combine with nouns acquiring in such cases a very peculiar adverbial-attributive function, essentially in post-position, but in some cases also in pre-position. E.g.:

The world today presents a picture radically different from what it was before the Second World War. Our vigil overnight was rewarded by good news: the operation seemed to have succeeded. Franklin D. Roosevelt, the then President of the United States, proclaimed the "New Deal" — a new Government economic policy.

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