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dis-, de-,etc.(e.g. readiness, comradeship, to activise; unnatural, to displease, to decipher). 8 страница




Structurally derivational bases fall into three classes: 1) bases that coincide with morphological stems of different degrees of complexity, e. g. duti ful, dutiful ly; day-dream, to day-dream, daydream er; 2) bases that coincide with word-forms; e. g. paper- bound , un smiling, un known; 3) bases that coincide with word-grоups of different degrees of stability, e, g. second-rate ness, flat-waist ed, etc.

1. Bases built on stems of different degree of complexity make the largest ‘and commonest group of components of derivatives of various classes, e. g. un- button, girl -ish; girlish -ness, colour - blind -ness, ex- filmstar, etc. Bases of this class are functionally and semantically distinct from all kinds of stems. Functionally, the morphological stem is the part of the word which is the starting point for its forms, it is the

1 See ‘Word-Formation’, § 16, p. 127, 4 № 2775                                                      97


part which semantically presents a unity of lexical and functional meanings thus predicting the entire grammatical paradigm. The stem remains unchanged throughout all word-forms, it keeps them together preserving the identity cf the word. Thus the stems in the above-given words are ex-filmstar, unbutton which remain unchanged in all the forms of each word as, e. g., ex-filmstar(O), ex-filmstar(s), ex-filmstar (’s) , ex-filmstar (s) . Stems are characterised by a phonetic identity with the word-form that habitually represents the word as a whole (the common case singular, the infinitive, etc. ).

A derivational base unlike a stem does not predict’ the part of speech of the derivative, it only outlines a possible range and nature of the second IC and it is only the unity of both that determines the lexical-grammatical class of the derivative. A derivational base is the starting-point for different words and its derivational potential outlines the type and scope of existing words and new creations. The nominal base for example, hand- gives rise to nouns, e. g. hand-rail, hand-bag, shorthand, handful, to adjectives, e. g. handy, or verbs, e. g. to hand. Similarly the base rich- may be one of the ICs of the noun richness, the adjective gold-rich, or the verb to enrich.

Semantically the stem stands for the whole semantic structure of the word, it represents all its lexical meanings. A base, semantically, is also different in that it represents, as a rule, only one meaning of the source word or its stem. The derivatives glassful and glassy, e. g., though connected with the stem of the same source word are built on different derivational bases,, as glassful is the result of the application of the word-formation rule to the meaning of the source word ‘drinking vessel or its contents’, whereas glassy — to the meaning ‘hard, transparent, easily-broken substance’. Derivatives fiery, fire-place, to fire, fire-escape, firearm, all have bases built on the stem of the same source noun fire, but the words like fire-escape fire-engine and fire-alarm are semantically motivated by the meaning ‘destructive burning’, the words firearms, ceasefire, (to) fire are motivated by another meaning ’shooting’, whereas the word fiery (as in fiery speech, eyes) is motivated by the meaning ’strong emotion, excited feeling’. The same difference can be exemplified by the words starlet, starry, starlike, starless which are all motivated by the derivational base meaning ‘a heavenly body seen in the night as distant point of light’, as compared to stardom, starlet, to star motivated by the base meaning ‘a person famous as actor, singer’ though both represent the same morphological stem of the word star.

Stems that serve as this class of bases may themselves be different morphemically and derivationally thus forming derivational bases of different degrees of complexity which affects the range and scope of their collocability and their derivational capacity. Derivationally the stems may be:

a) simple, which consist of only one, semantically nonmotivated constituent. The most characteristic feature of simple stems in Modern English is the phonetic and graphic identity with the root-morpheme and the word-form that habitually represents the word as a whole.


As has been mentioned elsewherel simple stems may be both monomorphic units and morphemic sequences made up of bound and pseudo-morphemes, hence morphemically segmentable stems in such words as pocket, motion, retain, horrible, etc. should be regarded as derivationally simple.

b) derived stems are semantically and structurally motivated, and are the results of the application of word-formation rules; it follows that they are as a rule binary, i. e. made up of two ICs, and polymorphic, e. g. the derived stem of the word girlish is understood on the basis of derivative relations between girl and girlish; the derived stem of a greater complexity girlishness is based on the derivative relations between girlish and girlishness. This is also seen in to weekend, to daydream which are derived from the nouns week-end and day-dream and are motivated by the derivative relations between the noun and the verb. 2

Derived stems, however, are not necessarily polymorphic.

It especially concerns derivatives with a zero IC, i. e. meaningful absence of the derivational means in which case the distinction between the stem of the source word and the motivated stem of the derivative is signalled by the difference in paradigmatic sets of inflections which they take. 3

For example, the stem of the verb (to) parrot, though it consists of one overt constituent and is a one-morpheme word, should be considered derived as it is felt by a native speaker as structurally and semantically dependent on the simple stem of the noun parrot and because it conveys a regular relationship between these two classes of words — verbs and nouns 4. The same is true of the stems in such words as (to) winter, a cut, a drive, etc.

c) compound stems are always binary and semantically motivated, but unlike the derived stems both ICs of compound stems are stems themselves. The derivative structure and morphemic composition of each IC may be of different degree of complexity, for example, the compound stem of the noun match-box consists of two simple stems, the stem of the noun letter-writer — of one simple and one derived stem, and the stem aircraft-carrier — of a compound and derived stem.

The structural complexity of the derivational bases built on derived and compound stems is a heavy constraint imposed on the collocability and semantic freedom of these bases and consequently on their derivative potential. Compare, for example, the derivational capacity of the simple stem girl, which can give rise to girly, girlish, girlless, girl-friend, and the limited capacity of girlish which gives only girlishness and girlishly.

2. The second class of derivational bases is made up of word-forms. It is obvious that word-forms functioning as parts of the word lose all syntactic properties they possess in independent use. This class of bases is confined to verbal word-forms — the present and the past participles — which regularly function as ICs of non-simple adjectives, adverbs and nouns. The collocability of this class of derivational bases is confined to

1 See ‘Word-Structure’, § 7, p. 96.

2 See ‘Word-Formation’, §§ 16, 'p. 127.

3 See ‘Word-Structure’, § 7, p. 96.

4 See ‘Word-Formation’, § 18, p. 131.


just a few derivational affixes such as the prefix un-, the suffix -ly, in e. g. unnamed, unknown, unwrapped, etc., smilingly, knowingly, etc. The derivational bases in question may be also collocated with other bases which coincide only with nominal and adjectival stems, e. g. mockingbird, dancing-girl, ice-bound, time-consuming, ocean-going, easy-going, etc.

3. The third class of derivational bases is made up of word-groups. Free word-groups make up the greater part of this class of bases. Like word-forms, word-groups serving as derivational bases lose their morphological and syntactic properties proper to them as self-contained lexical units. Bases of this class also allow of a rather limited range of collocability, they are most active with derivational affixes in the class of adjectives and nouns, e. g. in words like blue-eyed, long-fingered, old-worldish, dogooder, second-rateness, etc.

Thus, we may conclude that each class of bases, though it makes use of one of the structural units of vocabulary, is distinct from it and differs from it both in form and meaning. The greater the degree of structural complexity of the base the more limited its derivative potential.

§ 9. Derivational Affixes

Derivational affixes are ICs of numerous derivatives in all parts of speech. Derivational affixes differ from affixational morphemes in their function within the word, in their distribution and in their meaning. Derivational affixes possess two basic functions: 1) that of stem-building which is common to all affixational morphemes: derivational and non-derivational. It is the function of shaping a morphemic sequence, or a word-form or a phrase into the part of the word capable of taking a set of grammatical inflections and is conditioned by the part-of-speech meaning these morphemes possess; 1 2) that of word-building which is the function of repatterning a derivational base and building a lexical unit of a structural and semantic type different from the one represented by the source unit. The repatterning results in either transferring it into the stem of another part of speech or transferring it into another subset within the same part of speech. For example, the derivational suffix -ness applied to bases of different classes shapes derived stems thus making new words. In kindliness, girlishness, etc. it repatterns the adjectival stems kindly-, girlish-, in second-rate-ness, allatonceness it turns the phrases second rate, all at once into stems and consequently forms newnouns. In most cases derivational affixes perform both functions simultaneously shaping derived stems and marking the relationship between different classes of lexical items. However, certain derivational affixes may in individual sets of words perform only one function that of stem-building. The derivational suffix -ic for example performs both functions in words like historic, economic, classic as it is applied to bases history-, economy-, class- and forms stems of words of a different part of speech. But the same suffix -ic in public, comic, music performs only its stem-building function shaping in this case a simple

1 See ‘Semasiology’, § 17, p. 25, 100


stem. 1 The same is true of the suffix -ous in such words as joyous, courageous, famous as compared with anxious, conscious, curious. Stem-building is the common function shared by both derivational and non-derivational morphemes, but with the non-derivational morphemes it is the only structural function. Besides, the non-derivational affixes shape only simple stems, for example, the morpheme -id in stupid, rapid, acid, humid; the morpheme -ish in publish, distinguish, languish. It follows that non-derivational morphemes are not applied to stems, but only to root-morphemes or morpheme sequences.

Semantically derivational affixes are characterised by a unity of part-of-speech meaning, lexical meaning and other types of morphemic meanings2 unlike non-derivational morphemes which, as a rule, lack the lexical type of meaning. It is true that the part-of-speech meaning is proper in different degrees to the derivational suffixes and prefixes. It stands out clearly in derivational suffixes but it is less evident in prefixes; some prefixes lack it altogether, in others it is very vague and in this case it finds expression in the fact that these prefixes tend to function in either nominal or verbal parts of speech. Prefixes like en-, un-, de-, out-, be-, unmistakably possess the part-of-speech meaning and function as verb classifiers when they make an independent IC of the derivative, e. g. deice, unhook, enslave; derivational prefixes a-, un- possess the adjectival part-of-speech meaning, e. g. unhesitating, unknown, unkind, etc., amoral, asynthetic, asymmetric, etc. In prefixes со-, under-, mis- this type of meaning is vague but they tend to be active in one part of speech only: ’ со- in nominal parts of speech (i. e. nouns and adjectives), e. g. copilot, co-star, co-president; mis- and under- are largely verbal prefixes, e. g. underwork, underdo, underfeed, etc. The prefix over- evidently lacks the part-of-speech meaning and is freely used both for verbs and adjectives, the same may be said about non-, pre-, post-. The lexical meaning in derivational affixes also has its peculiarities and may be viewed at different levels. 3

1) The lexical (denotational) meaning of a generic type proper mostly not to an individual affix but to a set of affixes, forming a semantic subset such as, for example, the meaning of resemblance found in suffixes -ish, -like, -y, -ly (spiderish, spiderlike, spidery); the causative meaning proper to the prefix en- (enslave, enrich), the suffixes –ise ( -ize), -(i)fy (brutalise, formalise, beautify, simplify, etc. ); the meaning of absence conveyed by the prefix un- and the suffix -less; the meaning of abstract quality conveyed by the suffixes -ness, -ity, etc.

2) On the other hand derivational affixes possess another type of lexical meaning — an individual meaning shared by no other affix and thus distinguishing this particular affix from all other members, of the same semantic group. For example, suffixes -ish, -like, -y all have the meaning of resemblance, but -like conveys an overall resemblance,

1 See ‘Word-Structure’, § 8, p. 97.

2 See ‘Semasiology’, §§ 13-16, pp. 23-25.

3 See also ‘Methods..., §§ 3, 4, p. 245, 246.


-ish conveys likeness to the inner, most typical qualities of the object, -y in most cases conveys likeness to outer shape, form, size of the object. Suffixes -er, -ist both possess the meaning of the agent, but the distinguishing feature of the suffix -er is that it conveys the meaning of the active doer (animate or inanimate), whereas -ist conveys the meaning of profession (flutist, biologist) and followers of principles and beliefs (socialist, leftist) and thus has the meaning only of human beings. Derivational affixes semantically may be both mono- and polysemantic.

Derivational affixes are highly selective and each is applied to a specific set of bases which is due to the distributional type of meaning found in all affixes. All affixes are selective as to the structural peculiarities of bases (their morphemic, derivational, phonological and etymological features), some in addition are highly responsive to the lexical-semantic properties of the bases they are collocated with. For example, the adjectival suffix -able is collocated with verbal bases with practically no semantic constraints imposed on them. On the other hand the adjective-forming suffix -ful1 is restricted in its collocability to nominal bases of abstract meaning (useful, beautiful), while its homonym the noun-forming -ful2 also collocating with nominal bases chooses bases of concrete meaning and within this class only nouns which have in their semantic structure a semantic component ‘container’ (chestful, lungful, bagful).

§ 10. Semi-Affixes

There is a specific group of morphemes whose derivational function does not allow one to refer them unhesitatingly either to the derivational affixes or bases. In words like half-done, half-broken, half-eaten and ill-fed, ill-housed, ill-dressed the ICs half- and ill- are given in linguistic literature different interpretations: they are described both as bases and as derivational prefixes. The comparison of these ICs with the phonetically identical stems in independent words ill and half as used in such phrases as to speak ill of smb, half an hour ago makes it obvious that in words like ill-fed, ill-mannered, half-done the ICs ill- and half- are losing both their semantic and structural identity with the stems of the independent words. They are all marked by a different distributional meaning which is clearly revealed through the difference of their collocability as compared with the collocability of the stems of the independently functioning words. As to their lexical meaning they have become more indicative of a generalising meaning of incompleteness and poor quality than the individual meaning proper to the stems of independent words and thus they function more as affixational morphemes similar to the prefixes out-, over-, under-, semi-, mis- regularly forming whole classes of words. Besides, the high frequency of these morphemes in the above-mentioned generalised meaning in combination with the numerous bases built on past participles indicates their closer ties with derivational affixes than bases. Yet these morphemes retain certain lexical ties with the root-morphemes in the stems of independent words and that is why are felt as occupying an intermediate position, 1 as morphemes that are changing their

1 See also ‘Word-Structure’, § 3, p. 92. 102


class membership regularly functioning as derivational prefixes but still retaining certain features of root-morphemes. That is why they are sometimes referred to as semi-affixes. To this group we should also refer well- and self- (well-fed, well-done, self-made), -man in words like postman, cabman, chairman, -looking in words like foreign-looking, alive-looking, strange-looking, etc.

§ 11. Derivational Patterns

Neither bases nor affixes alone can predict all the structural and semantic properties of words the ICs of which they may be. It is the combination of bases and affixes that makes up derivatives of different structural and semantic classes. Both bases and affixes due to the distributional meaning they possess show a high degree of consistency in their selection and are collocated according to a set of rules known as derivational patterns. Aderivational pattern is a regular meaningful arrangement, a structure that imposes rigid rules on the order and the nature of the derivational bases and affixes that may be brought together. A pattern is a generalisation, a scheme indicative of the type of ICs, their order and arrangement which signals the part of speech, the structural and semantic peculiarities common to all the individual words for which the pattern holds true. Hence the derivational patterns (DP) may be viewed as classifiers of non-simple words into structural types and within them into semantic sets and subsets. DPs are studied with the help of distributional analysis at different levels. Patterns of derivative structures are usually represented in a generalised way in terms of conventional symbols: small letters v, n, a, d, пит stand for the bases which coincide with the stems of the respective parts of speech: verbs, nouns, adjectives, adverbs, numerals; ved, ving stand for the bases which are the past and present participles respectively. In words of the long-fingered or sit-inner type the derivational bases are represented by bracketed symbols of the parts of speech making up the corresponding collocations, for example (a+n)+ +-ed), (v+d) + er.

DPs may represent derivative structure at different levels of generalisation:

a) at the level of structural types specifying only the class membership of ICs and the direction of motivation, such as a+-sf -> N, prf- + +n -> V, prf- n -> N, n + -sf -> N, n + -sf -> V, etc. In terms of patterns of this type, known as structural formulas, 1 all words may be classified into four classes: suffixal derivatives, e. g. friendship, glorified, blackness, skyward; prefixal derivatives, e. g. rewrite, exboxer, non-smoker, un-happy, etc.; conversions, e. g. a cut, to parrot, to winter, etc.; compound words key-ring, music-lover, wind-driven, etc. But derivational formulas are not indicative either of any one lexical-grammatical or lexical class of words, as, for example, the formula a + -sf may equally represent suffixal nouns as in blackness, possibility and verbs, as in sharpen, widen, or adjectives as in blackish.

b) derivative structure and hence derivative types of words may be represented at the level of structural patterns which specify the base

See ‘Word-Group’, § 7, p. 70.


classes and individual affixes thus indicating the lexical-grammatical and lexical classes of derivatives within certain structural classes of words. DPs of this level are based on the mutual interdependence of individual affixes and base classes and may be viewed in terms of each. The suffixes refer derivatives to specific parts of speech and lexical subsets as, for example, v + -er -> N signals that the derivatives built on this pattern are de-verbal nouns which represent a semantic set of active agents, denoting both animate and inanimate objects, e. g. reader, runner, singer, unlike, for example, denominal nouns with the underlying pattern п+ -еr -> N which stands for agents denoting residents or occupations, e. g. Londoner, villager, gardener. The DP n+-ish -> A signals a set of adjectives with the lexical meaning of resemblance, whereas a + -ish -> A signals adjectives meaning a small degree of quality, etc.

c) DPs may be specified as to the lexical-semantic features of both ICs. DPs of this level specify the semantic constraints imposed upon the set of derivatives for which the pattern is true and hence the semantic range of the pattern. For example, the nominal bases in the pattern n+-ess -> N are confined to nouns having in their semantic structures a component ‘a male animate being’, e. g. lioness, traitress, stewardess, etc.; the nominal bases in n+-ful2 -> N are limited by nouns having a semantic component ‘container’, e. g. lungful, carful, mouthful, whereas in n+ -ful1 -> A the nominal bases are confined to nouns of abstract meaning. The same is true of the pattern n + -y -> A which represents different semantic sets of derivatives specified by semantic constraints imposed on both the bases and the suffix: nominal bases denoting living beings are collocated with the suffix -y meaning ‘resemblance’, e. g. birdy, spidery, catty, etc., but nominal bases denoting material, parts of the body attract another meaning of the suffix -y that of ‘considerable amount, size’ resulting in the adjectives like powdery, grassy, leggy, starry, etc.

It follows that derivational patterns may be classified into two types — structural pattern (see b, above) and structural-semantic pattern (see c).

§ 12. Derivational Types of Words

According to their derivational structure words fall into two large classes: simple, non-derived words or simplexes and derivatives or complexes. Complexes are classified according to the type of the underlying derivational pattern into: derived and compound words. Derived words fall into affixational words, which in their turn must be classified into suffixal and prefixal derivatives, and conversions. Each derivational type of words is unequally represented in different parts of speech.

Comparing the role each of these structural type of words plays in the language we can easily perceive that the clue to the correct understanding of their comparative value lies in a careful consideration of 1) the importance of each type in the existing word-stock and 2) their frequency value in actual speech. Of the two factors frequency is by far the most important. According to the available word counts in different parts of speech, we find that derived words numerically constitute the largest class of words in the existing word-stock, derived nouns comprise approximately 67% of the total number and adjectives about 86%, whereas


compound nouns make about 15% and adjectives only about 4%. Simple words come to 18% in nouns, i. e. a trifle more than the number of compound words; in adjectives simple words come to approximately 12%. 1 But if we now consider the frequency value of these types of words in actual speech, we cannot fail to see that simple words occupy a predominant place in English. According to recent frequency counts, about 60% of the total number of nouns and 62% of the total number of adjectives in current use are simple words. Of the total number of adjectives and nouns, derived words comprise about 38% and 37% respectively while compound words comprise an insignificant 2% in nouns and 0. 2% in adjectives. 2 Thus it is the simple, non-derived words that constitute the foundation and the backbone of the vocabulary and that are of paramount importance in speech. It should also be mentioned that non-derived words are characterised by a high degree of collocability and a complex variety of meanings in contrast with words of other structural types whose semantic structures are much poorer. Simple words also serve as basic parent forms motivating all types of derived and compound words. At the same time it should be pointed out that new words that appear in the vocabulary are mostly words of derived and compound structure.

§ 13. Historical Changeability of Word-Structure

Neither the morphemic nor the derivational structure of the word remains the same but is subject to various changes in the course of time. Changes in the phonetic and semantic structure and in the stress pattern of polymorphic words may bring about a number of changes in the morphemic and derivational structure. Certain morphemes may become fused together or may be lost altogether. As a result of this process, known as the process of simplification, radical changes in the structure of the word may take place: root-morphemes may turn into affixational or semi-affixational morphemes, polymorphic words may become monomorphic, compound words may be transformed into derived or even simple words. There is no doubt, for instance, that the Modern English derived noun friendship goes back to the Old English compound frē ō ndscipe in which the component scipe was a root-morpheme and a stem of the independently functioning word. The present-day English suffixes -hood, -dom, -like are also known to have developed from root-morphemes. The noun husband is a simple monomorphic word in Modern English, whereas in Old English it was a compound word consisting of two bases built on two stems hus-bond-a.

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